StoneX Group seeks a Deputy Chief Compliance Officer to support the retail business lines of StoneX Wealth Management. You will help design, implement, and oversee compliance programs across broker‑dealer and investment advisory operations, working with cross‑functional teams to ensure regulatory alignment and effective controls.
The role requires strong writing and communication skills, advanced analytical abilities, and hands‑on experience with regulatory reporting, including Form CRS, Form
#J-18808-LjbffrSenior Compliance Executive: Broker-Dealer & Advisory in miami at Unknown Company
This position is listed as full time and onsite.