Unknown Company

Senior Analyst, Financial Disclosure & Trading Compliance

rockville, md • Posted 1 weeks ago
Hybrid Full Time Corporate Finance & Strategic Planning

FINRA is seeking a Principal Analyst for Financial Disclosure & Trading in the Ethics and Compliance Office. The role focuses on accuracy of disclosures, detection of trading violations, and preparing guidance for Code of Conduct materials and training.

This senior individual contributor works independently, maintains confidentiality, and represents ECO at internal engagements. Hybrid work with travel may be required; interaction with employees at all levels is essential.

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Senior Analyst, Financial Disclosure & Trading Compliance in rockville at Unknown Company

This position is listed as full time and hybrid.

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