StoneX Group is seeking an Email Surveillance Specialist to monitor broker-dealer communications, including email and social media, ensuring regulatory compliance and firm policy adherence. The role supports institutional operations and involves collaboration with the supervisory team.
The position requires 2+ years in broker-dealer supervision, appropriate licenses (Series 7, 24, 63), and strong communication skills.
#J-18808-LjbffrEmail Surveillance Principal, Broker-Dealer in miami at Unknown Company
This position is listed as full time and onsite.