Bull Market Securities, based in Miami, seeks an experienced Chief Compliance Officer to lead the regulatory and AML compliance program for its broker-dealer and affiliated RIA. The CCO will oversee WSP updates, risk assessments, and examinations across FINRA, SEC, SIPC, and AML obligations.
The role requires 8+ years in FINRA-regulated compliance, senior leadership, and FINRA Series 7 and 24 licenses; Spanish language skills are a plus. Hybrid in Miami.
#J-18808-LjbffrChief Compliance Officer — FINRA/AML Leader (Hybrid) in miami at Unknown Company
This position is listed as full time and hybrid.