Howard-Sloan Search seeks a Supervisory Director to work with the COO assisting with day to day regulatory compliance responsibilities relating to required daily supervision of all Wealth Advisor teams across our Northern Suburb & Chicago locations. Responsibilities include new accounts approvals, trade execution monitoring, and internal reviews/inquiries.
Hybrid: 3/2 in Northern Chicago Suburbs and Chicago locations, enabling close collaboration with Legal/Compliance and Securities Processing.
#J-18808-LjbffrWealth Compliance Director – Supervisory Lead (Hybrid) in chicago at Unknown Company
This position is listed as full time and hybrid.