Overview
An investment bank located in Midtown Manhattan looking to bring on board a “VP - Trade Surveillance VP (FICC, Equities, FX/Commodities)” to join their team. This role is currently in a hybrid schedule (2 days in office / week).
Base pay range
$120,000.00/yr - $190,000.00/yr
Responsibilities
- Exercise discretion in managing correspondence, information, and confidential matters; escalate issues when necessary.
- Maintain knowledge of practices and procedures in own area of responsibility and stay updated on emerging trends.
- Protect the organization’s interests by identifying and managing risks; escalate high-risk activities when appropriate.
- Conduct reporting and analysis at the functional or enterprise level, using results to draw conclusions, make recommendations, and assess program/policy effectiveness.
- Monitor service, productivity, and efficiency levels within the function, implementing continuous improvements where possible.
- Acquire expertise in the discipline and provide guidance and direction to others.
- Identify, recommend, and execute standard practices within the discipline.
- Adhere to internal policies, procedures, and applicable regulatory guidelines.
- Stay updated on emerging issues, trends, and evolving regulatory requirements, assessing their potential impact.
- Foster a culture of risk management and control in alignment with the organization’s risk appetite.
- Stay informed about new trade surveillance modules and tools.
Seniority level
- Mid-Senior level
Employment type
- Full-time
Job function
- Finance
Industries
- Financial Services and Banking
VP -Trade Surveillance VP (FICC, Equities, FX/Commodities) in new york at Unknown Company
This position is listed as full time and hybrid.