VP, Compliance & Regulatory Strategy

Dexian is seeking a Vice President (Compliance) in New York, NY, responsible for ensuring compliance with regulations such as the Investment Adviser Act. The role involves overseeing compliance programs, conducting surveillance activities, and preparing compliance reports. Ideal candidates will have a minimum of 8 years of experience in compliance within the investment advisory sector, knowledge of key regulations, and excellent communication skills. Join a welcoming environment focused on equal opportunity and inclusivity.
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