LPL Financial is seeking an experienced attorney to serve as Vice President, Assistant General Counsel, Brokerage, reporting to a Senior Vice President. The role centers on strategic legal advice for the broker-dealer, investment advisory businesses, and related platform conversions.
The ideal candidate has extensive experience with Securities Exchange Act, FINRA, and SEC regulations, strong legal writing, and the ability to manage a substantial docket autonomously in a fast-paced environment.
#J-18808-LjbffrVP, Assistant General Counsel - Brokerage & M&A in fort mill at Unknown Company
This position is listed as full time and onsite.