Vice President, Internal Audit | Investment Management | NYC
A leading global alternative investment firm is seeking a Vice President of Internal Audit to support its U.S. asset management platform. This individual will play a key leadership role in executing risk-based audit initiatives, partnering with compliance and senior stakeholders, and enhancing the overall control environment across the business.
Responsibilities
- Lead execution of the risk-based internal audit plan across the asset management platform
- Evaluate effectiveness of internal controls related to financial reporting, operations, and compliance
- Oversee Registered Investment Adviser (RIA) activities and ensure adherence to regulatory requirements
- Partner with business leaders and compliance to assess and strengthen control frameworks
- Manage and execute advisory and strategic internal audit projects
- Prepare audit reports and present findings to senior management and audit committees
- Supervise audit engagements, including fieldwork, documentation, and reporting
- Develop and mentor team members, driving performance and professional growth
- Manage third-party audit providers where applicable
- Support adherence to internal auditing standards and best practices
Qualifications
- Bachelor’s degree in Accounting, Finance, or related field; CPA preferred (CIA or CFA a plus)
- 10+ years of experience across public accounting, advisory, or asset management environments
- Strong background in internal audit, risk management, and regulatory compliance
- Experience leading audit engagements and managing teams
- Deep understanding of SEC regulations and the Investment Advisers Act of 1940
- Exposure to financial, operational, and IT controls within complex organizations
- Strong communication skills with experience presenting to senior leadership
- Analytical mindset with the ability to solve complex problems and drive process improvements
- Experience leveraging data analytics or technology in audit processes is a plus
Vice President Internal Audit in new york at Unknown Company
This position is listed as full time and onsite.