Rex Technologies GmbH is seeking a Surveillance Compliance Officer in New York to enhance their trade surveillance process across various asset classes. This role involves evaluating alerts, using surveillance tools, and ensuring compliance with SEC, FINRA, NFA, CFTC, and other regulations.
The ideal candidate will have experience in financial markets and demonstrate excellent analytical and communication skills. The salary range is $125,000 to $175,000 annually, complemented by a discretionary bonus.
#J-18808-LjbffrTrade Surveillance Lead - Compliance & Regulation in new york at Unknown Company
This position is listed as full time and onsite.