LPL Financial LLC is seeking a Senior Vice President, Associate General Counsel to provide strategic legal counsel for its broker-dealer and advisory platforms. You will lead a team, guide regulatory strategies, and support financial services while managing legal risks.
The ideal candidate will possess expertise in SEC and FINRA regulations and have experience in complex, highly regulated environments. This position offers a competitive salary range and comprehensive benefits, including health options and 401(k) matching.
#J-18808-LjbffrSVP & Associate General Counsel, Financial Services in new york at Unknown Company
This position is listed as full time and onsite.