Dinsmore Compliance Services, LLC seeks a Chief Compliance Officer at our Cincinnati, OH location to lead client engagements and form deep relationships as a key member of the client's team. The CCO provides oversight and strategic direction for investment adviser, municipal adviser, and broker-dealer clients.
Responsibilities include maintaining Rule 206(4)-7 compliance programs, coordinating annual reviews and audits, and ensuring regulatory reporting meets requirements.
#J-18808-LjbffrStrategic Compliance Leader — Financial Services in cincinnati at Unknown Company
This position is listed as full time and onsite.