StoneX Group Inc. in New York is seeking a Deputy Chief Compliance Officer to lead compliance for StoneX Wealth Management, broker‑dealer and investment adviser operations. The role designs, implements, and oversees regulatory programs, coordinates annual reviews, and directs data and surveillance reporting using Excel.
Strong communication and leadership are essential. You will mentor staff, collaborate across teams, and ensure adherence to FINRA and Advisers Act requirements in a fast‑paced,
#J-18808-LjbffrStrategic Compliance Director, Regulatory Programs in new york at Unknown Company
This position is listed as full time and onsite.