State Licensed Advertising Compliance Manager

Managing advertising compliance policies, the full-time State Licensed Advertising Compliance Manager will oversee the review and approval of marketing materials, ensure adherence to industry regulations, and provide training to internal teams while working remotely. Key responsibilities Manage advertising compliance policies and procedures in alignment with FINRA, SEC, and other relevant regulations Review and approve advertising and marketing materials to ensure compliance with industry guidelines and internal policies Provide guidance and training to internal teams on advertising compliance requirements Required qualifications Bachelor's degree in Finance, Economics, Business Administration, or related field Minimum of 5 years of experience in advertising compliance within the financial services industry Series 7 and 24 required; Series 63 is required or must be obtained within 3 months of start date Strong knowledge of FINRA and SEC regulations and industry best practices in advertising compliance Leadership and team management experience