Equity Operations – Listed Clearing (VP)
New York, NY • International Bank • Global Markets Operations
We are recruiting experienced operations professionals to join an international bank's Global Markets Operations group, supporting the listed-clearing and post-trade functions for US equities, listed options, and stock-borrow/loan activity. These roles sit within a high-visibility team responsible for traditional back-office operations including DTC cash equity, Stok Borrow Loan (US and foreign), OCC options clearing, and equity tri-party.
Responsibilities include trade executions, allocations, confirmations, post-trade matching, affirmations, comparisons, settlement completion, fail tracking, cash and position reconciliations, margin management, exposure reconciliation, and monitoring OCC activity including CMTA flow and exercises/assignments. Both levels will contribute to process re-engineering, automation, and system enhancements across front-office, risk, compliance, finance, and technology stakeholders.
Candidates should bring strong US capital-markets back-office experience, hands-on knowledge of listed-product clearing, and comfort managing vendor/BPO relationships. Experience with DTC, OCC, tri-party, clearing utilities, data-warehouse reporting, and Business Objects is preferred. Leadership responsibilities include workflow oversight, staff development, exception management, and maintaining a strong control environment.
Series 99 is required for these roles; candidates may sit for the exam after joining.
We are considering VP level professionals with 6+ years of brokerage or listed-clearing operations experience and strong communication skills suited for cross-functional engagement.
Settlement Specialist in new york at Unknown Company
This position is listed as full time and onsite.