A financial services company is seeking a Senior Compliance Analyst with expertise in SEC and FINRA regulations. This role involves supporting compliance coverage, designing supervisory reports, and engaging with stakeholders to enhance internal controls. Candidates should have over 5 years of experience in a related financial role and a relevant academic background. This is a full-time position with a salary range of $100,000 to $130,000 plus a bonus.
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Senior Trade Compliance & Regulatory Analyst in new york at Unknown Company
This position is listed as full time and onsite.