Thrivent is seeking a compliance leader to drive ongoing reviews of RIAs, policies, and procedures under SEC Rule 206(4)-7. You will guide compliance risk initiatives and collaborate with senior leaders to execute strategic programs across business units.
The role emphasizes strong leadership, risk management, and cross-functional collaboration to uphold regulatory standards and protect client interests.
#J-18808-LjbffrSenior RIA Compliance & Risk Manager in Remote at Unknown Company
This position is listed as full time and onsite.