New York Life Insurance Company in New York City seeks an experienced Senior Associate for the Regulatory Review Unit to manage regulatory reporting, disclosure obligations, and regulatory inquiries from FINRA, the SEC, and state regulators.
The role requires thorough analysis of complaints, arbitrations, and regulatory actions; coordination with Compliance and the Office of General Counsel; and timely preparation of filings, extensions, and responses.
#J-18808-LjbffrSenior Regulatory Reporting Associate in new york at Unknown Company
This position is listed as full time and onsite.