Work Location
New York, New York, United States of America
Hours
40 hours per week
Line Of Business
TD Securities
Pay Detail
$60,000 - $115,000 USD
Job Description
TD Securities is looking for a Senior Options Analyst to join their Operations team. This position is hands‑on and primarily serves as a point‑person for ensuring trade break reconciliation, allocation, and timely clearance for all US option trades. The role will ensure daily activities within operations adhere to firm governance requirements and will partner with the rest of the TD Securities team to ensure a strong control infrastructure in accordance with firm and regulatory standards.
Responsibilities
- Partner with internal/external clients to ensure governance/control requirements are understood and adhered to.
- Develop relationships with applicable members of Operations, Trading, Streetside counterparties, and Technology to ensure partnership and efficient operation and coordination.
- Review records to ensure accuracy and completeness, in order to meet firm and regulatory standards.
- Monitor controls, review exception reports, and escalate as needed.
- Responsible for managing communications to internal/external partners.
- Opportunities to work on projects involving process improvements and other strategic initiatives.
Qualifications
- BS/BA degree and/or 5+ years of relevant work experience.
- Knowledge of
- Broadridge (Primarily BPS and OAES)
- OCC Encore
- Exercise and Assignment Mechanics
- WEX (or similar OMS experience)
- Options Clearing expertise
- Equities Clearing expertise as it relates to Options
- Equity/Index/Flex Options Knowledge expertise
- Prime Brokerage and CMTA clearance and allocations
- Options Trade Support/away trading expertise
- Options Regulations and reg reporting expertise a plus.
- Fidessa a plus
- AI/Automation expertise a plus
- Proficient in Office 365 suite including Excel and Outlook.
- Strong critical thinking and analytical skills.
- Flexibility to work late nights and Saturdays as required.
- Ability to identify, escalate, and resolve problems/issues.
- Ability to communicate professionally through effective verbal and written skills.
- Demonstrates efficient time management skills and critical thinking.
- Demonstrates organizational skills and a strong attention to detail.
- Ability to multi‑task and prioritize tasks.
- Ability to work in a team environment.
- Ability to meet deadlines and work under pressure.
- Proactive and self‑starter who is goal oriented.
Accommodation
TD Bank is an equal opportunity employer. All qualified applicants will receive consideration for employment without regard to race, color, religion, sex, sexual orientation, gender identity, national origin, age, disability, status as a protected veteran or any other characteristic protected under applicable federal, state, or local law.
If you are an applicant with a disability and need accommodations to complete the application process, please email TD Bank US Workplace Accommodations Program at . Include your full name, best way to reach you and the accommodation needed to assist you with the applicant process.
#J-18808-Ljbffr