Senior Global Compliance Director – Asset Management

JCW Group is hiring for a senior compliance position in New York, aimed at overseeing global compliance monitoring and supporting SEC, FINRA, and Canadian regulatory needs. The ideal candidate will have over 10 years of compliance advisory experience in the financial services sector. Knowledge of SEC/FINRA regulations and experience with registered investment advisers or broker-dealers are crucial. This role will involve direct interaction with stakeholders and regulatory bodies.
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