Ultimus Fund Solutions seeks an AVP, Fund Compliance to coordinate daily, monthly, and quarterly compliance workflows, ensuring policies are implemented and regulatory records are maintained for UFS clients.
The role includes advising clients on SEC/IRS regulations, testing programs, and staff development while collaborating with audit firms and internal teams to sustain compliance across funds.
#J-18808-LjbffrSenior Fund Compliance & Regulatory Strategy Lead in cincinnati at Unknown Company
This position is listed as full time and onsite.