The Bachrach Group seeks a senior compliance professional to support an equities sales and trading platform, ensuring regulatory obligations and governance across cash equities, high-touch execution, and market-making activities. The role emphasizes practical guidance to business leaders and strengthening the compliance framework.
Applicants should have extensive knowledge of U.S. securities regulation, risk assessment experience, and ability to translate complex requirements into actionable
#J-18808-LjbffrSenior Director, Equities Compliance & Risk in new york at Unknown Company
This position is listed as full time and onsite.