Transamerica in Cedar Rapids, IA, seeks a senior Compliance leader to oversee Broker Dealer and Retirement compliance programs. You will guide a team, interact with regulators, and ensure adherence to FINRA/SEC rules while shaping enterprise risk and program enhancements.
The role demands deep regulatory knowledge, strong leadership, and collaborative influence across Legal, Risk, Audit, Operations, and Sales. Hybrid work requires three days in office weekly.
#J-18808-LjbffrSenior Director, Compliance Strategy & Regulatory Risk (Hybrid) in cedar rapids at Unknown Company
This position is listed as full time and hybrid.