Unknown Company

Senior Director, Branch Inspection & Compliance Strategy

fort worth, tx • Posted 1 months ago
Onsite Full Time Management & Operations

First Command seeks an Associate Director to oversee the Branch Inspection Program in Fort Worth, TX. You will drive the design, execution, and continuous improvement of risk-based inspections across broker-dealer and advisory lines.

You will lead a team, mentor staff, and ensure regulatory readiness with FINRA, SEC, and state rules. Strong leadership and strategic collaboration with Compliance Leadership are essential.

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Senior Director, Branch Inspection & Compliance Strategy in fort worth at Unknown Company

This position is listed as full time and onsite.

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