Arrow Search Partners is assisting a global investment bank in recruiting a VP-level Compliance Officer for its Control Room team in New York. The role focuses on information barriers, conflicts of interest, and research independence across investment banking and research functions.
You will oversee governance, policy enhancements, training delivery, and regulatory monitoring, coordinating with Legal, Compliance, and business leadership to uphold risk controls and regulatory alignment.
#J-18808-LjbffrSenior Control Room Compliance & Research Integrity Lead in new york at Unknown Company
This position is listed as full time and onsite.