Webull Financial in New York seeks a Senior Associate Director, Compliance to lead and advance our regulatory program for investment adviser activities. You will collaborate with legal, product, operations, and technology teams to align policies with evolving SEC rules and industry standards.
The role requires deep knowledge of adviser compliance, strong program management, and the ability to drive readiness for examinations and audits while guiding cross-functional teams toward scalable,
#J-18808-LjbffrSenior Compliance Leader, Investment Advisor Platform in new york at Unknown Company
This position is listed as full time and onsite.