Webull Advisors, an SEC-registered investment adviser, seeks a growth-oriented compliance professional to own the program across policy, controls, and regulatory submissions. You will work with legal, product, operations, and technology to scale the advisor business while ensuring strict compliance with securities laws and industry regulations.
The role offers exposure to AI-enabled wealth solutions, interaction with senior stakeholders, and a pathway to senior leadership as the program matures.
#J-18808-LjbffrSenior Compliance Leader, Investment Adviser in new york at Unknown Company
This position is listed as full time and onsite.