Unknown Company

Senior Compliance & Audit Operations Manager

md • Posted 1 weeks ago
Onsite Full Time Other

Jobtailor is seeking a compliance and governance professional to oversee workflows, regulatory compliance, and auditing processes across our operations in Maryland. The role includes supervising reviews, enterprise alerting, and ensuring remediation of identified issues.

The ideal candidate has a strong auditing background, familiarity with FINRA licenses, and willingness to travel. Proficiency with Word, Excel and PowerPoint is required to support training and reporting.

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