- Assisting the audit team management in planning audit engagements
- Performing or supervising staff auditors in the testing of controls based on audit program directions
- Interviewing auditees; identifying and analyzing business processes; and documenting work performed in TeamMate Audit Solutions to support audit scope/conclusions and meet CAS Policies, Standards and Guidelines
- Drafting audit issues under the supervision of the audit team management
- Assisting the audit team management in the reporting and wrap-up phases of audits
- Learning from and applying coaching received
- Building and maintaining relationships with stakeholders, establishing a culture of engagement while adding value
- Maintaining a good understanding of key processes within the Centralized Operations area
- Performing other duties as requested by management
Requirements
- Bachelor's degree, or equivalent work experience
- Typically more than five years of applicable finance and/or risk experience
- Relevant Financial Service Industry and/or bank operations knowledge
- Thorough understanding of Institute of Internal Auditors (IIA) Standards and the common definition of internal controls
- CIA, CPA or other relevant professional designation or advanced degree
- Excellent verbal and written communication skills
- Strong critical thinking and analytical skills
- Ability to manage multiple tasks and deadlines simultaneously
- Knowledge of applicable laws, regulations, financial services, and regulatory trends that impact assigned line of business
- Advance knowledge of Risk/Compliance/Audit competencies
- Proficient computer navigation skills using a variety of software packages, including Microsoft Office applications and word processing, spreadsheets, databases, and presentations
- Proficiency in Microsoft Office and other software tools (Word, Excel, PowerPoint, databases, presentations) including AI tools.
Core Competencies
Demonstrates expertise in audit planning, execution, and reporting, with a strong understanding of IIA Standards and internal controls. Proficient in stakeholder engagement and maintaining compliance within the financial services industry.
Highest-signal resume keywords
- Bachelor's Degree
- CIA Certification
- CPA Certification
- Risk/Compliance/Audit Knowledge
- Financial Services Industry Knowledge
ATS Optimization Keywords
Hard Skills
- Audit Planning
- Control Testing
- Business Process Analysis
- Drafting Audit Issues
- Critical Thinking
- Analytical Skills
- Regulatory Knowledge
- Task Management
Soft Skills
- Verbal Communication
- Written Communication
- Relationship Building
- Coaching Application
Certifications & Qualifications
- CIA
- CPA
Industry Keywords
- Internal Audit
- Finance
- Risk Management
- Bank Operations
- IIA Standards
- Compliance
Tools & Technologies
- TeamMate Audit Solutions
- Microsoft Office
- Word Processing Software
- Spreadsheet Software
- Database Software
- Presentation Software
- AI Tools