Senior Auditor, Financial Services Risk & Compliance

The Charles Schwab Corporation’s Internal Audit Department seeks a Senior Auditor (Senior Specialist) for the Broker-Dealer/Asset Management enterprise team. The role covers audit execution, risk assessment, and issue validation across client-facing activities, asset management, and back-office functions.

Reporting to a Director or Senior Manager, you will mentor teammates, manage audit status and budgets, and contribute to governance improvements within a complex regulatory environment.