Transamerica seeks an experienced Regulatory Compliance professional to strengthen the advisory compliance program. You will apply deep knowledge of the Investment Advisers Act and SEC requirements to support oversight, risk management, and program enhancements.
Responsibilities include coordinating Form ADV and related disclosures, guiding business partners, and collaborating with Legal, Operations, and Product to implement compliant regulatory changes.
#J-18808-LjbffrSenior Advisory Compliance Lead — Investment Regulation in cedar rapids at Unknown Company
This position is listed as full time and onsite.