Morgan Stanley in Boca Raton, FL seeks a Risk Officer to lead supervisory, compliance and risk functions for the branch, reporting to the Complex Manager and Senior Risk Officer.
The role emphasizes ethics, lawfulness, data security and proactive risk management, collaborating with Legal and Compliance and Internal Audit to uphold policies and address findings. A Bachelor's degree and active securities licenses are required, with demonstrated leadership.
#J-18808-LjbffrRisk & Compliance Lead – Branch Oversight in boca raton at Unknown Company
This position is listed as full time and onsite.