Obsidian is building a high-quality library of US securities- and wealth-compliance work products. You will complete self-contained review and supervision exercises from mock files and produce the compliance deliverable for each, drafted outputs.
In this hourly contract (~15 hrs/week), you will QA completed periodic client reviews against a supervision checklist; review Reg BI / DOL rollover and trade attestations against reference procedures; flag non-compliant recommendations with citations.
#J-18808-LjbffrRemote Wealth-Management Compliance Supervisor in san francisco at Unknown Company
This position is listed as contract and onsite.