Osaic is seeking a Sr. Branch Office Examiner to oversee branch exams for Financial Advisors within Osaic Broker Dealers. You will inspect activities to ensure compliance with applicable regulations and firm policies, guiding effectiveness and consistency of examinations.
Ideal candidates have 5+ years in Compliance or Branch Exams, with FINRA Series 7 and Series 24, and strong MS Office skills. The role may involve up to 25% travel and supports both on-site and remote examinations.
#J-18808-LjbffrRemote Senior Branch Compliance Auditor in atlanta at Unknown Company
This position is listed as full time and able to be worked remotely.