Atlas Search seeks a SEC Broker-Dealer Regulatory Reporting SME to support its UK-based entity’s U.S. security-based swap dealer reporting requirements. This is a one-year contract role that can sit in New York City or performed remotely.
The role requires deep knowledge of SEC rules (FOCUS, NLA, 15c3-1, 15c3-3) and CFTC requirements, plus experience in policy interpretation and governance, with exposure to IFRS, Workiva, and Axiom.
#J-18808-LjbffrRemote SEC Broker-Dealer Regulatory Reporting SME (1-Year Contract) in new york at Unknown Company
This position is listed as contract and able to be worked remotely.