Principal Financial Group is seeking a Field Supervisor 2 to join our Principal Securities Broker Dealer team. You will review complex securities transactions to ensure adherence to firm standards and regulations while maintaining a high standard of customer experience through timely, accurate reviews.
This role requires 4+ years in financial services, FINRA licenses (7, 24, 66 or 63/65), travel up to 25%, and remote work within DE, MD, NJ, PA or VA.
#J-18808-LjbffrRemote Field Supervisor – Securities Compliance Lead in va at Unknown Company
This position is listed as full time and able to be worked remotely.