Principal Financial Group's Principal Securities Broker Dealer team is seeking a Field Supervisor 2 to review the most complex transactions, ensuring alignment with firm standards and regulatory requirements, while maintaining a strong customer experience through timely reviews.
The role requires 4+ years in financial services, a Bachelor's degree or equivalent, FINRA Series 7/24/66 licenses, ability to travel up to 25%, and FINRA associate status with background check.
#J-18808-LjbffrRemote Field Compliance Supervisor II in yorktown at Unknown Company
This position is listed as full time and onsite.