Principal Financial Group is seeking a Field Supervisor 2 to join our Principal Securities Broker Dealer team. You will review the most complex securities transactions to ensure compliance with firm standards and regulatory requirements while maintaining customer experience.
You will lead reviews of new securities business, follow up on field supervision items, and coordinate with operations to ensure smooth transitions and timely reporting.
#J-18808-LjbffrRemote Field Compliance Supervisor II in muncie at Unknown Company
This position is listed as full time and onsite.