NewEdge Securities, part of NewEdge Capital Group, seeks a seasoned supervising professional to lead broker-dealer supervision across all registered representative and branch activity. The role emphasizes day-to-day operational supervision to meet FINRA Rule 3110 obligations and embed supervisory controls firm-wide.
Location options include Pittsburgh, Stamford, or Fort Lauderdale, with remote candidates encouraged to apply.
#J-18808-LjbffrRemote Director of Broker-Dealer Supervision in stamford at Unknown Company
This position is listed as full time and able to be worked remotely.