Remote Jobs is hiring a Compliance Analyst - Branch Exams to conduct audits of broker-dealer and advisory branch offices. This fully remote role requires travel up to 40% domestically and reports to an Audit Manager. You will prepare audit reports, identify exceptions, and collaborate with the team to improve exam quality.
Candidates need active Series licenses (7/24/66 or 63/65) and 5+ years in related audits, with strong communication and MS Office skills for remote work.
#J-18808-LjbffrRemote Compliance Auditor: Broker-Dealer Exams in workfromhome at Unknown Company
This position is listed as full time and able to be worked remotely.