Wealth Enhancement Group is seeking a Compliance Associate to support SEC 206(4)-7 compliance and ERISA-related efforts remotely. You will work with the Investment Adviser Compliance team to strengthen controls and ensure regulatory alignment while supporting retirement products and services.
The role demands 2+ years in financial services compliance, ERISA program experience, and strong communication skills.
#J-18808-LjbffrRemote Compliance Associate – ERISA & Investment Advisory in Remote at Unknown Company
This position is listed as full time and able to be worked remotely.