Futu US Inc. is seeking an experienced Compliance professional to lead regulatory examinations, investigations, and AML controls for its broker‑dealer and clearing operations in the Dallas, TX or Jersey City, NJ offices.
The role requires coordinating responses to FINRA, SEC, and other regulators, ensuring strong policies, procedures, and governance across the organization. The ideal candidate will bring multi‑year FINRA regulatory experience, licensing credentials, and the ability to manage
#J-18808-LjbffrRegulatory Compliance & Examinations Director in dallas at Unknown Company
This position is listed as full time and onsite.