Wedbush Securities is seeking an Assistant Vice President, Regulatory Accounting, to oversee regulatory accounting across broker‑dealer entities. You’ll manage 15c3-3 and 15c3-1 computations, filings, and reviews, while guiding teams and maintaining strong regulator relationships.
The role requires a Bachelor’s in Business or Economics with Accounting/Finance, at least 5 years of broker‑dealer regulatory accounting experience, FINRA Rule knowledge, and Series 27 (or willingness to obtain).
#J-18808-LjbffrRegulatory Accounting VP: FINRA/SEC Compliance in pasadena at Unknown Company
This position is listed as full time and onsite.