Supporting clients and registered financial representatives with investment account inquiries, the full-time Registered Investment Analyst - Series 7/63 will provide consultative services, manage securities transactions, and contribute to continuous improvement efforts in a remote setting. Key responsibilities: Provide consultative service on investment concepts and act as a point of expertise on mutual fund trading and brokerage account servicing Analyze and review investment transactions while ensuring accuracy and compliance Collaborate with department leads to drive product enhancements and educate clients on digital capabilities Required qualifications: FINRA Series 6 or 7 and 63-equivalent licenses (65 or 66) Associate's degree in business or a related field or equivalent combination of education and experience Minimum of 3 years of related financial services experience Intermediate understanding of tax implications related to investments Strong desire to continuously learn and improve
Registered Investment Analyst - Series 7/63 in workfromhome at Unknown Company
This position is listed as full time and able to be worked remotely.