Registered Associate II

Registered Associate IIThe Registered Associate II provides day-to-day support to one or more Financial Advisors by managing client service needs and acting as a key liaison between clients, advisors, and internal partners. This role requires a strong understanding of investment products, brokerage operations, and regulatory requirements to deliver high-quality, proactive client service. The associate supports client relationships through account servicing, onboarding, and trade execution while contributing to the development and execution of investment strategies aligned to client objectives and market conditions.Key ResponsibilitiesServe as a primary point of contact for client servicing, including account opening, maintenance, and trade executionOnboard new client relationships by preparing and processing account documentation, advisory agreements, and related correspondenceSupport Financial Advisors in evaluating client investment objectives, risk tolerance, income needs, and market conditionsDeliver proactive, high-quality service to clients, Financial Advisors, and internal business partnersCollaborate with internal teams (Sales, Operations, Management, and relationship managers) to resolve client inquiries and requestsMaintain accurate and up-to-date client information in the Client Relationship Management (CRM) systemOrganize and maintain client records in compliance with firm, industry, and regulatory requirementsAct as a subject-matter resource for associates and advisors by sharing technical knowledge and best practicesParticipate in cross-functional initiatives and support business process improvements within the functionQualificationsBachelor's degree preferredFINRA licenses required: SIE, Series 7 or 7TO, and Series 63/65 or 66Minimum of 2 years of experience in a client-facing role within brokerage, investment advisory, or financial servicesStrong working knowledge of investment products (stocks, bonds, mutual funds, options)Excellent verbal, written, and analytical communication skillsStrong organizational skills with the ability to prioritize and manage multiple tasksProficiency with Microsoft Office; experience with Wealthscape, Morningstar Analytics, and Thomson ONE preferredAbility to explain complex information clearly and effectivelyDemonstrated ability to support and mentor less-experienced team membersWork EnvironmentThis is an in-office position. All duties and responsibilities must be performed onsite.Location: 26790 South Tamiami Trail Bonita Springs, FL 34134Salary Range: $64,125 - 105,925 USDSalary range is a good faith estimate of base pay.

Northern Trust provides a comprehensive benefits package including retirement benefits (401k and pension), health and welfare benefits (medical, dental, vision, spending accounts and disability), paid time off, parental and caregiver leave, life & accident insurance, and other voluntary and well-being benefits. Northern Trust also provides a discretionary bonus program that may include an equity component.Working with Us: As a Northern Trust partner, greater achievements await. You will be part of a flexible and collaborative work culture in an organization where financial strength and stability is an asset that emboldens us to explore new ideas. Movement within the organization is encouraged, senior leaders are accessible, and you can take pride in working for a company committed to assisting the communities we serve!

Join a workplace with a greater purpose.We'd love to learn more about how your interests and experience could be a fit with one of the world's most admired and sustainable companies! Build your career with us and apply today. #MadeForGreaterReasonable accommodationNorthern Trust is committed to working with and providing reasonable accommodations to individuals with disabilities. If you need a reasonable accommodation for any part of the employment process, please email our HR Service Center at hope you're excited about the role and the opportunity to work with us.

We value an inclusive workplace and understand flexibility means different things to different people. Apply today and talk to us about your flexible working requirements and together we can achieve greater.