Osaic is seeking a Regional Supervision Manager (RSM) to oversee account reviews, acceptance testing, and transaction reviews across Brokerage, Advisory and Direct accounts. You will ensure activities align with firm policies and regulatory requirements, coordinating with home office staff to protect clients and the firm.
Bachelor’s degree preferred; 3+ years in suitability reviews; FINRA Series 7 and 24 or 63/65/66 required.
#J-18808-LjbffrRegional Supervision Manager (Hybrid) in atlanta at Unknown Company
This position is listed as full time and onsite.