Advisor Group Inc. is seeking a Regional Supervision Manager in Scottsdale, AZ. This full-time role involves reviewing brokerage and advisory transactions, ensuring client interests are prioritized while confirming compliance with firm policies.
The ideal candidate will possess at least three years of relevant experience and required FINRA licenses. They will collaborate closely with various teams to maintain compliance and support the education of personnel.
#J-18808-LjbffrRegional Compliance & Supervision Manager in scottsdale at Unknown Company
This position is listed as full time and onsite.