LPL Financial is seeking an Assistant Vice President to support the HOS VP and regional supervisory teams across risk and supervision matters, driving operational excellence and policy development.
This role leads strategic projects, coordinates with internal departments, and ensures adherence to FINRA, SEC, and state regulations while communicating plans to senior management. It requires strong leadership and a collaborative approach to delivering client-focused results.
#J-18808-LjbffrRegional AVP: Compliance & Risk Leader in fort mill at Unknown Company
This position is listed as full time and onsite.