Portfolio Compliance Analyst

Portfolio Compliance AnalystA Portfolio Compliance Analyst is needed to oversee and monitor Fund post-trade compliance with prospectus and other portfolio requirements. The Portfolio Compliance Analyst will identify and set-up monitoring rules, oversee or effect data imports and research breeches. Escalate compliance violations to internal and external parties.

Produce and deliver periodic portfolio compliance reports. Ensure deliverables are prepared timely, accurately and in compliance with department and Fund policies and procedures, as applicable. Escalate compliance issues to their manager and assist with resolution.

Support ongoing efforts to enhance processes. Other duties as assigned by their manager.Summary of Essential Job Functions:Identify, monitor and report on post-trade portfolio compliance to internal and external partiesResearch and propose resolutions for compliance issuesOversee maintenance of system parameters and data feeds/inputsDevelop practical understanding of applicable regulationsSet priorities, meet deadlines and handle multiple projects in fast-paced environmentCommunicate effectively with clients, vendors and coworkersMinimum Requirements:Mutual fund or securities industry experience preferredWorking knowledge of security instruments including stocks, bonds and derivatives preferredProven organizational skills, ability to multitask, time manage; andAdvanced knowledge of Microsoft ExcelEducation Requirements:Bachelors degree in accounting, finance or related.