Responsibilities
- Advisor-facing transition consulting for all channels including Empowered Independence
- Repapering & asset movement execution across all channels/Tiers
- Cross-functional partnership and optimization
- Data gathering, forms preparation & submission; monitoring account transfers (in person and virtually)
- NIGO (Not in Good Order) paperwork monitoring & resolution impacting asset movement
- Troubleshoot and escalated any transition related issues
- Look for ways to improve & expedite the asset movement process
Requirements
- Bachelor’s Degree Preferred
- SIE/S7 or S99 required within 12 months
- Previous Financial/Transition experience 1‑3 Years
- Industry Licenses such as SIE, series 6, 7, 65, 66, or 24/26 licenses
- Previous work experience in financial services
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